Does the capital market institution have to obtain from its client (a Saudi company or a company from GCC Member States) the Board of Directors' or partners' resolution regarding the approval of opening the investment account and assigning the authorise
Is it permissible for any of the committees required to be formed by the company in accordance with the Corporate Governance Regulations (Audit Committee, Nomination Committee, Remuneration Committee) to perform the competencies of the committees stated i
Are there specific percentages for the allocation of shares for public funds and retail subscribers in the initial public offerings? And when it is determined?
Can arbitration be used as a means to adjudicate disputes arising from or because of investing in the private funds? For example, A fund manager resorts to arbitration when a dispute arises between the fund manager and unitholders in the private fund, in
Can a capital market institution authorized to carry out arranging activity keep client's money in the course of carrying out securities crowdfunding?
Can a capital market institution authorized to carry out arranging activity in the course of carrying out securities crowdfunding, arrange for an offering that exceeds the limit specified in subparagraph (c/9) of paragraph (a) of Article (6) of the Rules
Should a capital market institution authorised to carry out dealing business sign an investment account opening agreement and open an investment account for its client for dealing activity, who appoints an independent custodian, in accordance with paragr
What are the exempted cases that the owners of the securities -other than the qualified investors- are allowed to sell or trade these securities and the rights issued by such issuer in the Parallel Market?
