Turn on more accessible mode
Turn off more accessible mode
Skip Ribbon Commands
Skip to main content
Turn off Animations
Turn on Animations
Official government website of the Government of the Kingdom of Saudi Arabia
How to verify
Links to official Saudi websites end with gov.sa

All links to official websites of government agencies in the Kingdom of Saudi Arabia end with gov.sa.

Government websites use the HTTPS protocol for encryption and security.

Secure websites in the Kingdom of Saudi Arabia use the HTTPS protocol for encryption.

Registered with the Digital Government Authority under number :

20250908764
  • Laws & Regulations
      <
    • Capital Market Law
        <
      • Chapter Two The Capital Market Authority
          <
        • Article Thirteen
  1. Capital Market Authority
  2. Laws & Regulations
  3. Capital Market Law
  4. Article Thirteen

Chapter Two The Capital Market Authority - Article Thirteen

Page Content

​a. The financial resources of the Authority shall consist of the following:

  1. Fees for services and commissions charged by the Authority in accordance with the provisions of this Law and the regulations and instructions issued in pursuance thereof.
  2. Charges against using its facilities, return on its funds, and proceeds of the sale of its assets.
  3. Fines and financial penalties imposed on violators of the provisions of this Law.
  4. Funds provided by the government to the Authority.
  5. Any other resources determined by the Board.

b. The Board shall determine the fees to be paid to the Authority for the following matters:

  1. Registration of Securities with the Authority.
  2. Listing of Securities on the Exchange.
  3. Trading of Securities.
  4. Licensing and renewal of licenses of brokerage companies or investment advisers.
  5. Registration of investment funds.

  • Article Five
  • Article Six
  • Article Seven
  • Article Eight
  • Article Nine
  • Article Ten
  • Article Eleven
  • Article Twelve
  • Article ThirteenCurrently selected
  • Article Fourteen
  • Article Fifteen
  • Article Sixteen
  • Article Seventeen
  • Article Eighteen
  • Article Nineteen
Last modified date:25/01/2017 - 08:48 AM Saudi Arabia time
Site Map

All rights reserved for the Capital Market Authority © 2025

It was developed and maintained by the Capital Market Authority

Last modified date:

Suggestions

Announcements Press Releases Prospectuses Reports

Cookies

This website uses its own cookies to ensure ease of use and guarantee an improved experience while browsing. By continuing to browse this website, you acknowledge acceptance of the use of cookies.

Privacy Policy

Manage Cookies

When visiting any website, it may store or retrieve information on your browser, mostly in the form of cookies. This information might be about you, your preferences, or your device and is used to make the site work as you expect it to. The information does not usually directly identify you, but it can give you a more personalized web experience. You can choose not to allow some types of cookies. Click on the different category headings to find out more and change our default settings. However, you should know that blocking some types of cookies may impact your experience of the site and the services we are able to offer.

These cookies are necessary for the website to function and cannot be switched off. They are usually only set in response to actions made by you which amount to a request for services.

These cookies help us understand how visitors interact with the website by collecting and reporting information anonymously.

These cookies enable the website to provide enhanced functionality and personalization. They may be set by us or by third party providers.

These cookies may be set through our site by our advertising partners to build a profile of your interests and show you relevant ads.

Cookies

Thank you! Your response has been successfully recorded. If you would like to modify or change your answer, you can go back by clicking the back button.

  • Chapter Two The Capital Market Authority
    • Article Five
    • Article Six
    • Article Seven
    • Article Eight
    • Article Nine
    • Article Ten
    • Article Eleven
    • Article Twelve
    • Article ThirteenCurrently selected
    • Article Fourteen
    • Article Fifteen
    • Article Sixteen
    • Article Seventeen
    • Article Eighteen
    • Article Nineteen
Ch2Article13
 
  • Article Five
  • Article Six
  • Article Seven
  • Article Eight
  • Article Nine
  • Article Ten
  • Article Eleven
  • Article Twelve
  • Article ThirteenCurrently selected
  • Article Fourteen
  • Article Fifteen
  • Article Sixteen
  • Article Seventeen
  • Article Eighteen
  • Article Nineteen